Client Services
Stock Clearing
Brookfield is one of the industry leaders for clearing small cap and OTC stock and is committed to ensuring all investors and shareholders have a place to deposit their shares.
Let Brookfield's experienced team guide you through the clearing process, from certificate to settlement.
Assets Under Management
Professionals
Countries
Years of Experience
Services Include
Rule 144 Stock Sales
Section 4(a)1 / Rule 144 stock sales, including control stock sales for officers, directors and affiliates.
Section 3(a)10 Sales
Full support for Section 3(a)10 stock sales, handled with regulatory precision and care.
Certificate Clearance
Physical certificate, DWAC, DRS and ACAT clearance for all shareholders.
Sub-Penny Positions
Clearing support for sub-penny positions ($.0001 and above).
Sell your position directly to Brookfield.
If you would prefer to sell your position — debt or equity — directly to Brookfield, our team is ready to help. These positions can include, but are not limited to, convertible notes, Section 3(a)10 stock, Section 4(a)1 stock, physical certificates, and stock gained from services.
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